Justin Steven Barrie Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BERNSTEIN AUTONOMOUS LLP
FRN 500498
- [FCA CF] Client dealing (since 1 Apr 2024)
Societe Generale (no longer approved here)
FRN 124866
- [FCA CF] Client dealing (13 Mar 2018 to 31 Mar 2024)
- CF30 Customer (7 Jun 2012 to 6 Mar 2016)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (28 Mar 2006 to 20 Jun 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (9 Jan 2004 to 31 Mar 2006)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.