Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Jan 2019)
- CF30 Customer (20 Jul 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 5 Jul 2009)
- CF21 Investment Adviser (30 Dec 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Oct 2002 to 27 Sep 2004)
- CF26 Customer Trading (24 Oct 2002 to 24 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 26 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.