Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Feb 2023)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (30 Sep 2021 to 25 Jul 2022)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Manager of certification employee (21 Jun 2021 to 1 Jan 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (20 Jun 2018 to 17 Apr 2019)
    • [FCA CF] Functions requiring qualifications (20 Jun 2018 to 7 Mar 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (4 Dec 2013 to 6 Mar 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 18 Feb 2008)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (11 Jul 2002 to 17 Dec 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.