Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBUTHNOT LATHAM & CO., LIMITED
FRN 143336
- [FCA CF] Manager of certification employee (since 1 Feb 2023)
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- [FCA CF] Manager of certification employee (30 Sep 2021 to 25 Jul 2022)
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- [FCA CF] Manager of certification employee (21 Jun 2021 to 1 Jan 2022)
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- [FCA CF] Manager of certification employee (20 Jun 2018 to 17 Apr 2019)
- [FCA CF] Functions requiring qualifications (20 Jun 2018 to 7 Mar 2019)
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- CF30 Customer (4 Dec 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 18 Feb 2008)
- CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (11 Jul 2002 to 17 Dec 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.