Justin Michael Heaton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Justin Heaton Limited

    FRN 912049

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • Responsible for Insurance Distribution (since 1 Apr 2020)
    • SMF16 Compliance Oversight (since 1 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2020)
    • SMF3 Executive Director (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • Responsibility for MCD Intermediation (since 1 Apr 2020)
  • Face To Face Financial Solutions Limited (no longer approved here)

    FRN 627664

    • CF30 Customer (8 Dec 2014 to 30 Aug 2019)
    • CF10 Compliance Oversight (8 Dec 2014 to 30 Aug 2019)
    • CF1 Director (8 Dec 2014 to 30 Aug 2019)
  • Face to Face Financial Solutions Limited (no longer approved here)

    FRN 225181

    • (8)Employed By (10 Jun 2003 to 5 Dec 2014)
  • Premier Financial Ltd (no longer approved here)

    FRN 206514

    • (5)Employed By (30 Apr 2002 to 2 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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