Justin Michael Crocker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IIB Financial Services Ltd

    FRN 692645

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Dec 2016)
    • CF11 Money Laundering Reporting (9 Sep 2015 to 8 Dec 2019)
    • CF1 Director (9 Sep 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (9 Sep 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Sep 2015 to 30 Sep 2018)
  • Independent Insurance Bureau Limited (no longer approved here)

    FRN 309515

    • SMF3 Executive Director (9 Dec 2019 to 22 Jun 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • I I B Financial Services (no longer approved here)

    FRN 135628

    • (1)Employed By (23 Nov 1998 to 5 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

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