Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Apr 2015)
    • Employed By (since 14 Apr 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (16 Dec 2005 to 28 Feb 2007)
    • CF22 Investment Adviser (Trainee) (7 Jun 2005 to 16 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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