Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.