Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (22 Apr 2016 to 2 Jul 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 15 Feb 2022)
    • CF30 Customer (15 Dec 2008 to 6 May 2011)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Aug 2011 to 31 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

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