Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF21 Investment Adviser (11 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jul 2004 to 11 Aug 2004)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF21 Investment Adviser (29 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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