Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 30 Jun 2020)
    • [FCA CF] Client dealing (since 16 Apr 2018)
    • [FCA CF] Manager of certification employee (11 Mar 2021 to 24 Nov 2021)
    • CF30 Customer (27 Nov 2012 to 2 Mar 2015)
    • [FCA CF] Material risk taker (since 30 Jun 2020)
    • [FCA CF] Client dealing (since 16 Apr 2018)
    • [FCA CF] Manager of certification employee (11 Mar 2021 to 24 Nov 2021)
    • CF30 Customer (27 Nov 2012 to 2 Mar 2015)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (30 Jun 2020 to 22 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2022)
    • CF30 Customer (19 Jan 2019 to 8 Dec 2019)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (12 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.