Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 30 Jun 2020)
- [FCA CF] Client dealing (since 16 Apr 2018)
- [FCA CF] Manager of certification employee (11 Mar 2021 to 24 Nov 2021)
- CF30 Customer (27 Nov 2012 to 2 Mar 2015)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 30 Jun 2020)
- [FCA CF] Client dealing (since 16 Apr 2018)
- [FCA CF] Manager of certification employee (11 Mar 2021 to 24 Nov 2021)
- CF30 Customer (27 Nov 2012 to 2 Mar 2015)
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- [FCA CF] Material risk taker (30 Jun 2020 to 22 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2022)
- CF30 Customer (19 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (12 Nov 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.