Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (22 Aug 2019 to 9 Sep 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (24 Jan 2019 to 8 Feb 2019)
    • [FCA CF] Manager of certification employee (24 Jan 2019 to 8 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (5 Sep 2017 to 4 Jul 2018)
    • [FCA CF] Client dealing (12 Oct 2016 to 30 Jun 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (19 Jul 2006 to 18 May 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 4 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.