Junya Okada

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui DS Asset Management (UK) Limited (no longer approved here)

    FRN 115126

    • SMF16 Compliance Oversight (1 Mar 2022 to 10 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Mar 2022 to 10 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Mar 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 14 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 14 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2023)
    • CF1 Director (17 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (17 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.