Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (18 Aug 2010 to 3 Mar 2011)
- CF11 Money Laundering Reporting (18 Aug 2010 to 3 Mar 2011)
- CF30 Customer (23 Feb 2009 to 4 Jun 2012)
- CF3 Chief Executive (20 Jun 2008 to 4 Jun 2012)
- CF1 Director (13 Jun 2008 to 4 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.