Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (19 Sep 2016 to 18 Dec 2017)
- CF10 Compliance Oversight (9 Sep 2016 to 29 Mar 2019)
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- CF21 Investment Adviser (26 Apr 2002 to 10 Jun 2003)
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- (2)Employed By (26 Apr 2002 to 10 Jun 2003)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.