Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (10 Sep 2021 to 31 Dec 2024)
    • [FCA CF] Client dealing (10 Sep 2021 to 31 Dec 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (16 Apr 2016 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF21 Investment Adviser (1 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 1 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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