Jun Yu

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pyrford International Limited (no longer approved here)
FRN 122137
- [FCA CF] Client dealing (1 Jun 2020 to 31 May 2021)
- CF30 Customer (15 Sep 2008 to 8 Dec 2019)
Daiwa Capital Markets Europe Limited (no longer approved here)
FRN 124490
- CF30 Customer (1 Nov 2007 to 26 Aug 2008)
- CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (4 Jun 2003 to 2 Apr 2004)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.