Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Asset Management (Europe) Ltd (no longer approved here)

    FRN 122113

    • CF2 Non Executive Director (24 Aug 2011 to 27 Apr 2012)
    • CF10 Compliance Oversight (11 Apr 2011 to 24 Aug 2011)
    • CF1 Director (19 Aug 2008 to 24 Aug 2011)
    • CF11 Money Laundering Reporting (19 Aug 2008 to 24 Aug 2011)
    • CF3 Chief Executive (19 Aug 2008 to 24 Aug 2011)
    • CF30 Customer (19 May 2008 to 24 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

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