Jun Mizoguchi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • CF2 Non Executive Director (1 Jul 2010 to 1 Jun 2011)
    • CF1 Director (30 Mar 2006 to 1 Jul 2010)
    • CF3 Chief Executive (30 Mar 2006 to 1 Jul 2010)
    • CF8 Apportionment and Oversight (30 Mar 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Mar 2003 to 19 Apr 2004)
  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • CF1 Director (27 Jun 2006 to 1 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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