Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIRAE ASSET SECURITIES (UK) LTD. (no longer approved here)

    FRN 149240

    • CF10 Compliance Oversight (2 Jul 2002 to 26 Aug 2005)
    • CF13 Finance (2 Jul 2002 to 26 Aug 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2005)
    • CF26 Customer Trading (1 Dec 2001 to 26 Aug 2005)
    • CF27 Investment Management (1 Dec 2001 to 26 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.