Julius St Aubyn Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Corbel Partners Limited (no longer approved here)
FRN 429142
- [FCA CF] Client dealing (14 Sep 2022 to 17 Apr 2026)
- [FCA CF] Functions requiring qualifications (14 Sep 2022 to 17 Apr 2026)
Openwork Limited (no longer approved here)
FRN 408285
- Appointed representative dealing with clients for which they require qualification (11 May 2021 to 20 May 2022)
- CF30 Customer (22 Apr 2021 to 20 May 2022)
Trafalgar Financial Advisers (no longer approved here)
FRN 460024
- CF30 Customer (22 Sep 2016 to 8 Dec 2019)
- CF8 Apportionment and Oversight (22 Sep 2016 to 27 Sep 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.