Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 31 Aug 2016)
  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • CF1 Director (AR) (9 May 2014 to 25 Jun 2014)
    • CF30 Customer (9 May 2014 to 25 Jun 2014)
  • Beauwater Mortgages Limited (no longer approved here)

    FRN 621905

    • Employed By (9 May 2014 to 25 Jun 2014)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (18 Jun 2009 to 28 Apr 2011)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.