Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Jul 2010)
    • CF21 Investment Adviser (12 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jan 2006 to 12 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.