Juliette Nichols

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Client dealing (since 13 Jul 2018)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (27 Sep 2010 to 9 May 2013)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (9 Jul 2009 to 31 Jul 2010)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (23 Nov 2007 to 23 Jun 2009)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (23 Nov 2007 to 23 Jun 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.