Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 12 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Sep 2023)
    • [FCA CF] Material risk taker (since 4 Sep 2023)
    • [FCA CF] Manager of certification employee (since 18 Nov 2022)
    • [FCA CF] Client dealing (since 11 Nov 2022)
    • [PRA CF] Managing a material risk taker (4 Sep 2023 to 21 Apr 2026)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (12 Mar 2019 to 17 Dec 2021)
    • [FCA CF] Client dealing (24 Jan 2019 to 22 Oct 2022)
    • [FCA CF] Material risk taker (18 Jan 2019 to 22 Oct 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (20 Jun 2011 to 27 May 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (27 Apr 2009 to 14 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.