Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Algorithmic trading (since 12 Jun 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 4 Sep 2023)
- [FCA CF] Material risk taker (since 4 Sep 2023)
- [FCA CF] Manager of certification employee (since 18 Nov 2022)
- [FCA CF] Client dealing (since 11 Nov 2022)
- [PRA CF] Managing a material risk taker (4 Sep 2023 to 21 Apr 2026)
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- [FCA CF] Manager of certification employee (12 Mar 2019 to 17 Dec 2021)
- [FCA CF] Client dealing (24 Jan 2019 to 22 Oct 2022)
- [FCA CF] Material risk taker (18 Jan 2019 to 22 Oct 2022)
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- CF30 Customer (20 Jun 2011 to 27 May 2014)
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- CF30 Customer (27 Apr 2009 to 14 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.