Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Material risk taker (since 3 Sep 2019)
- [FCA CF] Client dealing (since 3 Sep 2019)
- [FCA CF] Manager of certification employee (since 3 Sep 2019)
- SMF18 Other Overall Responsibility (since 9 Jan 2017)
- CF30 Customer (28 Feb 2008 to 6 Mar 2016)
-
- [FCA CF] Material risk taker (3 Sep 2019 to 6 Mar 2025)
- [FCA CF] Client dealing (3 Sep 2019 to 6 Mar 2025)
- [FCA CF] Manager of certification employee (3 Sep 2019 to 6 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.