Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF29 Significant management (16 May 2014 to 20 Jun 2014)
    • CF30 Customer (16 May 2014 to 20 Jun 2014)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (12 Dec 2011 to 10 Jan 2013)
    • CF29 Significant management (12 Dec 2011 to 20 Jun 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF29 Significant management (29 Apr 2008 to 20 Jun 2014)
    • CF30 Customer (1 Nov 2007 to 20 Jun 2014)
    • CF21 Investment Adviser (15 Aug 2007 to 31 Oct 2007)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF29 Significant management (11 Mar 2008 to 1 Aug 2014)
    • CF30 Customer (1 Nov 2007 to 10 Jan 2013)
    • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.