Juliet Elisabeth Wood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advance Mortgage Funding Limited

    FRN 305008

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (18 Jan 2005 to 15 Mar 2007)
    • CF22 Investment Adviser (Trainee) (11 Aug 2004 to 18 Jan 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (13 Jun 2002 to 11 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.