Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2021)
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- CF2 Non Executive Director (29 Nov 2016 to 31 Jul 2017)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 5 Jul 2017)
- CF10a CASS Oversight function (1 Oct 2011 to 13 Nov 2015)
- CF29 Significant management (12 Jul 2010 to 6 Mar 2016)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 5 Jul 2017)
- CF10a CASS Oversight function (1 Oct 2011 to 13 Nov 2015)
- CF29 Significant management (12 Jul 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.