Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2021)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF2 Non Executive Director (29 Nov 2016 to 31 Jul 2017)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 5 Jul 2017)
    • CF10a CASS Oversight function (1 Oct 2011 to 13 Nov 2015)
    • CF29 Significant management (12 Jul 2010 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 5 Jul 2017)
    • CF10a CASS Oversight function (1 Oct 2011 to 13 Nov 2015)
    • CF29 Significant management (12 Jul 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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