Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 26 Feb 2026)
    • [FCA CF] Material risk taker (since 26 Feb 2026)
    • SMF2 Chief Finance (21 Apr 2021 to 25 Feb 2026)
    • SMF16 Compliance Oversight (26 May 2018 to 14 Jan 2020)
    • SMF4 Chief Risk (26 May 2018 to 21 Apr 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 Jan 2009 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.