Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [PRA CF] Significant risk taker or Material risk taker (since 26 Feb 2026)
- [FCA CF] Material risk taker (since 26 Feb 2026)
- SMF2 Chief Finance (21 Apr 2021 to 25 Feb 2026)
- SMF16 Compliance Oversight (26 May 2018 to 14 Jan 2020)
- SMF4 Chief Risk (26 May 2018 to 21 Apr 2021)
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- CF30 Customer (16 Jan 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 30 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.