Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Apr 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Feb 2013 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 7 Apr 2008)
    • CF21 Investment Adviser (11 May 2007 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (6 Dec 2004 to 13 Apr 2005)
    • CF26 Customer Trading (27 Oct 2004 to 6 Dec 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (6 Dec 2004 to 13 Apr 2005)
    • CF26 Customer Trading (27 Oct 2004 to 6 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.