Julien Serror

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Significant management (16 Apr 2021 to 1 Jan 2023)
    • [FCA CF] Manager of certification employee (23 Dec 2020 to 31 Aug 2023)
    • [FCA CF] Material risk taker (23 Dec 2020 to 31 Aug 2023)
    • [FCA CF] Client dealing (23 Dec 2020 to 31 Jan 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 16 Sep 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 16 Sep 2020)
    • [FCA CF] Manager of certification employee (20 Dec 2017 to 16 Sep 2020)
    • [FCA CF] Client dealing (11 Oct 2017 to 16 Sep 2020)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (7 Mar 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.