Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 22 May 2017)
- CF30 Customer (21 Oct 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 13 Dec 2007)
- CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 13 Dec 2007)
- CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Feb 2005 to 10 Apr 2007)
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- CF22 Investment Adviser (Trainee) (5 May 2004 to 29 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.