Julien Raffelsbauer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (20 Sep 2023 to 31 Dec 2024)
Lakemore Partners UK Limited (no longer approved here)
FRN 837603
- Employed By (20 Sep 2023 to 31 Dec 2024)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (7 Dec 2018 to 8 Dec 2019)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (19 Jun 2017 to 22 Jun 2018)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (17 Oct 2014 to 6 Mar 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (14 Aug 2006 to 12 Sep 2007)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (3 Jun 2005 to 23 Jun 2006)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF21 Investment Adviser (16 Feb 2005 to 24 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.