Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (20 Jun 2003 to 31 Aug 2004)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (9 Apr 2002 to 9 Jun 2003)
    • CF26 Customer Trading (1 Dec 2001 to 9 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.