Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 3 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Client dealing (10 Mar 2020 to 17 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.