Julien Le Moyne

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 15 May 2023)
- [FCA CF] Client dealing (since 8 May 2018)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (5 Dec 2016 to 26 Feb 2018)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (2 Oct 2015 to 4 Feb 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.