Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Algorithmic trading (3 Mar 2022 to 27 May 2023)
    • [FCA CF] Client dealing (3 Mar 2022 to 9 Jul 2024)
    • [FCA CF] Manager of certification employee (3 Mar 2022 to 9 Jul 2024)
    • [FCA CF] Material risk taker (3 Mar 2022 to 9 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2022 to 9 Jul 2024)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (24 Feb 2011 to 18 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.