Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (13 Dec 2017 to 9 Nov 2023)
- [FCA CF] Client dealing (13 Dec 2017 to 6 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 31 Dec 2020)
- [FCA CF] Material risk taker (1 Jan 2017 to 31 Dec 2020)
- [PRA CF] Managing a material risk taker (1 Jan 2017 to 31 Dec 2020)
- CF30 Customer (1 Nov 2007 to 12 May 2008)
- CF21 Investment Adviser (15 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.