Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 22 Apr 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2022 to 31 Aug 2023)
    • [PRA CF] Managing a material risk taker (1 Apr 2022 to 31 Aug 2023)
    • [FCA CF] Material risk taker (1 Apr 2022 to 31 Aug 2023)
    • [FCA CF] Manager of certification employee (16 Oct 2018 to 21 Apr 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2023)
    • CF30 Customer (27 Aug 2013 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Jul 2010 to 22 May 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF21 Investment Adviser (8 Jul 2005 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.