Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 25 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 25 Nov 2025)
- [FCA CF] Material risk taker (since 25 Nov 2025)
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- [FCA CF] Material risk taker (1 Jan 2024 to 15 Jan 2024)
- [FCA CF] Manager of certification employee (8 Mar 2023 to 15 Nov 2023)
- [FCA CF] Client dealing (8 Mar 2023 to 15 Nov 2023)
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- [FCA CF] Client dealing (7 Mar 2016 to 14 Oct 2022)
- CF30 Customer (17 Nov 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.