Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jul 2022)
- [FCA CF] Material risk taker (18 Dec 2020 to 19 Jul 2022)
- [FCA CF] Manager of certification employee (20 May 2020 to 8 Nov 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 8 Nov 2022)
- CF30 Customer (2 Sep 2015 to 6 Mar 2016)
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- [FCA CF] Material risk taker (18 Dec 2020 to 19 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jul 2022)
- [FCA CF] Manager of certification employee (20 May 2020 to 8 Nov 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 8 Nov 2022)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (20 May 2020 to 8 Nov 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 8 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 19 Jul 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 19 Jul 2022)
- CF30 Customer (2 Sep 2015 to 6 Mar 2016)
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- CF30 Customer (28 Jul 2010 to 5 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.