Julien Boulliat

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DWS Investments UK Limited
FRN 429806
- SMF3 Executive Director (since 4 Apr 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Apr 2024)
- CF30 Customer (18 Oct 2013 to 8 Dec 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Material risk taker (1 Apr 2019 to 1 Apr 2019)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (21 Jan 2011 to 22 Oct 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.