Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (1 Jan 2019 to 6 Feb 2019)
    • [PRA CF] Managing a material risk taker (1 Jan 2019 to 6 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 6 Feb 2019)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 1 Nov 2008)
    • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (30 Nov 2004 to 29 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.