Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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THOMAS, CARROLL (BROKERS) LIMITED
FRN 304860
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 18 Oct 2019)
- CF1 Director (17 Feb 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (17 Feb 2017 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
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