Julie Teresa Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chase de Vere Independent Financial Advisers limited
FRN 137914
- [FCA CF] Manager of certification employee (since 8 Dec 2023)
Ascot Lloyd Limited (no longer approved here)
FRN 578614
- [FCA CF] Functions requiring qualifications (12 Sep 2022 to 16 Nov 2023)
- [FCA CF] Manager of certification employee (12 Sep 2022 to 16 Nov 2023)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (22 Oct 2012 to 3 Jun 2015)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (15 Jun 2011 to 31 Oct 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.