Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 21 Oct 2025)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [PRA CF] Managing a material risk taker (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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