Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (6 Dec 2018 to 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (2 Apr 2018 to 1 Sep 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 8 May 2012)
    • CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jan 2004 to 26 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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