Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (6 Dec 2018 to 1 Sep 2023)
- [FCA CF] Functions requiring qualifications (2 Apr 2018 to 1 Sep 2023)
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- CF30 Customer (1 Nov 2007 to 8 May 2012)
- CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Jan 2004 to 26 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.