Julie Joan Wigg

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CMS Wealth Ltd
FRN 586862
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (22 Jul 2020 to 9 Feb 2021)
- CF1 Director (2 Oct 2018 to 8 Dec 2019)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (2 Nov 2021 to 11 Dec 2022)
CMS Mortgages Ltd (no longer approved here)
FRN 957246
- Employed By (2 Nov 2021 to 11 Dec 2022)
Asset Wise Associates Ltd (no longer approved here)
FRN 544490
- Employed By (22 Jul 2020 to 9 Feb 2021)
Monenti Partners Ltd (no longer approved here)
FRN 485058
- CF1 Director (21 Mar 2018 to 2 Aug 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.