Julie Hazlewood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SURREY HILLS FINANCIAL MANAGEMENT LTD

    FRN 914187

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
    • SMF16 Compliance Oversight (since 7 Jul 2020)
    • SMF3 Executive Director (since 7 Jul 2020)
    • Responsibility for MCD Intermediation (since 7 Jul 2020)
    • Responsible for Insurance Distribution (since 7 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jul 2020)
    • [FCA CF] Manager of certification employee (1 Aug 2020 to 8 Mar 2022)
  • A J BUCKLEY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 154371

    • CF1 Director (28 Apr 2009 to 30 Oct 2010)
    • CF30 Customer (1 Nov 2007 to 15 Jul 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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