Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (6 Jan 2020 to 30 Jan 2023)
    • [FCA CF] Material risk taker (6 Jan 2020 to 30 Jan 2023)
    • [FCA CF] Client dealing (6 Jan 2020 to 30 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 2 Feb 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2005)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (22 Sep 2017 to 14 Aug 2019)
    • [FCA CF] Manager of certification employee (22 Sep 2017 to 14 Aug 2019)
    • [FCA CF] Material risk taker (22 Sep 2017 to 6 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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